In collaboration with the IUA, LIIBA and delivered by Padda Consulting, the LMA is delivering a series of workshops on the key requirements and expectations outlined by the FCA’s non-financial misconduct survey.

In October 2024, the FCA published key findings of its culture and non-financial misconduct survey, which examined how firms detect and handle non-financial misconduct incidents. The FCA asked that trade bodies work with senior leaders in the market on implementing good practice.

These exclusive sessions, hosted by Padda Consulting in collaboration with the LMA, IUA and LIIBA, will provide an overview of the key requirements and expectations outlined by the FCA.

Each 90-minute session will include an opportunity for Q&A, as well as break-out sessions to discuss themes pertinent to delegates’ organisations.

Topics covered

Tuesday 29 April: Workshop 1: Understanding Non-Financial Misconduct and FCA Expectations

Thursday 22 May: Workshop 2: Developing Effective Policies and Procedures to Address Non-Financial Misconduct

Tuesday 24 June: Workshop 3: Enhancing Detection and Reporting Mechanisms

Thursday 24 July: Workshop 4: Conducting Fair and Effective Investigations

Tuesday 09 September: Workshop 5: Strengthening Governance and Oversight

Thursday 25 September: Workshop 6: Promoting a Positive Workplace Culture and Continuous Improvement